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Publications
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10/11/2012
NYSE and NASDAQ Issue Proposed Rules on Compensation Committee Independence Standards
09/13/2012
SEC Requires New Disclosures by Resource Extraction Issuers
09/07/2012
People Got to be Free (to Advertise): Proposed Rules to Permit Advertising in Rule 506 Offerings
06/28/2012
SEC Directs National Exchanges to Adopt Listing Standards for Compensation Committees and Compensation Advisers and Updates Compensation Consultant Disclosure Requirements
05/07/2012
The JOBS Act: The New “Crowdfunding” Exemption
04/05/2012
An Overview of the New JOBS Act
09/09/2011
SEC Abandons Fight on Shareholder Proxy Access Rule
07/21/2011
SEC Adopts Exemptions from Investment Adviser Registration
07/14/2011
SEC Adopts Final Rules Implementing Amendments to the Advisers Act
07/11/2011
Important Changes to HSR Act Reporting Requirements
07/07/2011
SEC Adopts Definition of Family Office
06/23/2011
SEC Extends Investment Adviser Registration Deadline and Adopts Final Rules
06/07/2011
SEC Implements Whistleblower Bounty Program and Protections: Implications for Companies
05/19/2011
SEC Announces First-Ever Deferred Prosecution Agreement
05/13/2011
FTC Premerger Notification Office Revised Position on the Use of Escrows
05/09/2011
SEC Needs more than Transaction-Based Compensation to Prove Broker Activity
03/03/2011
SEC Enforcement: Spotlighting Outside Directors
02/24/2011
SEC Proposes Private Fund Systemic Risk Reporting on New Form PF
02/07/2011
SEC's Regulation FD Enforcement Actions Bring Compliance Lessons to Light
02/03/2011
SEC Adopts Rules for Say-on-Pay and Golden Parachute Compensation Under Dodd-Frank Act
01/27/2011
Exemptions From Investment Adviser Registration: The SEC’s Proposed New Rules
12/28/2010
SEC Proposes New Disclosure and Reporting Requirements for Investment Advisers
12/22/2010
SEC Enters First Ever Non-Prosecution Agreement With a Cooperating Company
11/30/2010
Insurance Coverage for Insider Trading Claims
08/04/2010
The Impact of Dodd-Frank on Public Companies
03/03/2010
Guide to SEC Reporting Changes (Revised)
02/23/2010
FTC Lowers HSR Notification Thresholds for 2010
02/18/2010
Texas Business Organizations Code Now Applicable to All Entities
02/02/2010
SEC to Clarify Climate Change Disclosure Obligations
02/01/2010
Coming to Terms
01/25/2010
A New Era of Cooperation at the SEC
12/29/2009
SEC Amends Disclosure Rules for Executive Compensation and Corporate Governance
11/12/2009
SEC to Allow More Shareholder Proposals Related to Risk Management and CEO Succession Planning
11/02/2009
Additional Extension of Compliance Date of Auditor Attestation Requirement for Non-Accelerated Filers
09/25/2009
New York Adopts Changes to Power of Attorney Law
07/28/2009
SEC Approves NYSE Amendments to Eliminate Broker Discretionary Voting in Uncontested Director Elections
03/25/2009
Weathering the Storm: U.S. Treasury Public-Private Investment Program