The Insider Trading Labyrinth – Staying Within the Lines and Avoiding Prosecution

Date:
2/16/2010
Time:
4:00 PM - 7:00 PM (CST)
Location:
Rosewood Crescent Hotel
400 Crescent CourtDallas, TX 75201

Haynes and Boone, LLP is pleased to host a panel discussion with two former federal securities law enforcement officials, now Haynes and Boone partners, as they demystify the current wave of insider trading prosecutions and provide their unique insight to Funds and Advisers.

  • Examine the facts of recent actions brought by the SEC and DOJ against hedge funds, investment advisers and other professional investors
  • Highlight some of the new techniques now being employed by the SEC and DOJ for obtaining evidence and analyzing trading data
  • Discuss the priorities of the two agencies and their attempts to “pull back the curtain” on hedge fund and advisor conduct
  • Provide practical strategies for identifying and addressing risks

    Speakers:

    Kit Addleman, Haynes and Boone LLP (Dallas), is a former Director of the SEC’s Regional Office in Atlanta and former Associate Director for Enforcement in both the Atlanta and Fort Worth offices. She is the most senior SEC official now in private practice in the South and has more than 20 years of experience in SEC enforcement.

    David Siegal, Haynes and Boone, LLP (New York), is a former Securities and Commodities Fraud Task Force prosecutor in the criminal division of the United States Attorney’s Office, Southern District of New York , where he spent 10 years investigating and prosecuting a wide variety of securities and other white collar fraud schemes.

    Moderator:

    Taylor Wilson, Haynes and Boone LLP (Dallas), is Chair of the firm’s Investment Fund Practice Group. He counsels investment advisers for funds, including providing advice regarding portfolio management activities and compliance practices and is considered an authority on corporate/securities, private equity, mergers and acquisitions and general corporate matters.


    Tuesday, February 16, 2010
    Registration/Networking 4:00 p.m.- 4:30 p.m.
    Program 4:30 p.m.- 6:00 p.m.
    Reception 6:00 p.m. - 7:00 p.m.

For more information about this seminar, contact Cari Peretzman at 214.651.5965 or cari.peretzman@haynesboone.com.

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