SPECIFIC PANEL DETAILS
Thursday, June 19, 2008 2:00 ? 2:50 p.m. (PST)
Building a PIPE Practice in a Downward-to-Sideways Market
A shaky stock market has created a challenging environment for PIPE investors. Panelists discuss some of the latest innovations in deal structure including the acceptance of "make-good" provisions, performance targets and management pledges. This panel also explores toxic terms and registered directs.
MODERATOR
Mitch Nussbaum, Loeb & Loeb
PANELISTS
Stephen Fleming, Law Offices of Stephen Fleming
Greg Goldberg, Professional Traders Management
Harvey Kesner, Haynes and Boone, LLP
Gart Malholtra, Sadis & Goldberg
John Micklitsch, Ancora Advisors
Thursday, June 19, 2008 2:00 ? 2:50 p.m. (PST)
Building a PIPE Practice in a Downward-to-Sideways Market
A shaky stock market has created a challenging environment for PIPE investors. Panelists discuss some of the latest innovations in deal structure including the acceptance of "make-good" provisions, performance targets and management pledges. This panel also explores toxic terms and registered directs.
MODERATOR
Mitch Nussbaum, Loeb & Loeb
PANELISTS
Stephen Fleming, Law Offices of Stephen Fleming
Greg Goldberg, Professional Traders Management
Harvey Kesner, Haynes and Boone, LLP
Gart Malholtra, Sadis & Goldberg
John Micklitsch, Ancora Advisors