Understanding Regulation U


This presentation has been updated. To view the updated version, please click here.

Craig Unterberg is a finance partner in the firm’s New York office focusing primarily on secured, unsecured and structured financing across a broad range of industries. He represents borrowers and lenders in matters including margin stock lending, private equity and hedge fund financing, syndicated financings, mergers and acquisition financings, and distressed debt transactions. In addition, Mr. Unterberg provides extensive regulatory advice on margin lending issues.

Craig presented “Understanding Regulation U” to Bank of America, Morgan Stanley, Merrill Lynch, Calyon, Texas Capital Bank, Wells Fargo, the Legal Counsel Network, and other financial institutions and hedge funds.

To view Craig's complete presentation on Regulation U, please click on the PDF link below.  For more information on margin lending and other financing transactions, visit Craig's profile.


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