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Investment Funds and Private Equity
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Tom D. Harris
+1 214.651.5630
Vicki L. Martin-Odette
+1 214.651.5674
Taylor H. Wilson
+1 214.651.5615
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Publications
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09/01/2011
Adjustments to Qualified Client Standard
02/04/2009
Electronic Filing of Form D
01/27/2011
Exemptions From Investment Adviser Registration: The SEC’s Proposed New Rules
02/23/2010
FTC Lowers HSR Notification Thresholds for 2010
11/07/2012
Investment Funds Not Liable for Portfolio Company’s Multiemployer Pension Plan Withdrawal Liability
02/03/2009
Legislation Requiring Investment Fund Registration Introduced in the U.S. Senate
02/02/2011
New FINRA Rule 5131 to Address Abuses in the Allocation and Distribution of IPOs
09/25/2009
New York Adopts Changes to Power of Attorney Law
04/06/2009
Public-Private Investment Program
01/13/2010
SEC Adopts Amendments to Custody Rule
07/07/2011
SEC Adopts Definition of Family Office
07/21/2011
SEC Adopts Exemptions from Investment Adviser Registration
07/14/2011
SEC Adopts Final Rules Implementing Amendments to the Advisers Act
07/02/2010
SEC Adopts Pay-to-Play Rules
11/15/2011
SEC and CFTC Jointly Adopt Form PF
06/13/2012
SEC Announces Examination Strategy for Newly-Registered Investment Advisers
07/28/2009
SEC Approves NYSE Amendments to Eliminate Broker Discretionary Voting in Uncontested Director Elections
06/23/2011
SEC Extends Investment Adviser Registration Deadline and Adopts Final Rules
05/09/2011
SEC Needs more than Transaction-Based Compensation to Prove Broker Activity
06/20/2011
SEC Proposes Adjustments to Qualified Client Standard
12/28/2010
SEC Proposes New Disclosure and Reporting Requirements for Investment Advisers
02/24/2011
SEC Proposes Private Fund Systemic Risk Reporting on New Form PF
04/12/2011
SEC to Consider Extension of Registration Deadlines Applicable to Investment Advisers
07/23/2010
Significant New Registration, Reporting and Regulatory Requirements Imposed on Advisers to Private Funds
02/18/2010
Texas Business Organizations Code Now Applicable to All Entities
12/07/2010
The Infrastructure and Real Estate Trust in Mexico (FIBRA)
02/14/2011
Voluntary Disclosure Plan for Offshore Assets - Take #2
01/19/2012
Voluntary Disclosure Plan for Offshore Assets - Take #3
09/09/2009
Weathering the Storm: Guidelines Issued for Private Equity Investors Acquiring Failed Banks or Thrifts
02/01/2009
Analyzing the Risks of Offshore Financing and the Impact of Lehman Brothers International, Regulation X, and Portfolio Margining
06/15/2011
Attracting New Managers: Hedge funds find hospitable home in Texas
11/05/2010
Is Our Corporation Complying With All the New Laws and Regulations?
07/13/2011
Legal Tips for the Private Equity Professional
02/08/2010
Managing Risk: A Guide for Investment Advisers