SEC Compliance Roundtable

7:30 AM - 9:30 AM (CST)
Haynes and Boone, LLP
2323 Victory Avenue, Suite 700Dallas, TX 75219

Haynes and Boone, LLP and SEC Compliance Consultants, Inc. offered this complimentary Chief Compliance Officer Roundtable.

Kit Addleman and Taylor Wilson, partners at Haynes and Boone, LLP, and John Lukan, with SEC Compliance Consultants, Inc. and Jake Smith, GC and CCO at Luther King Capital Management will discuss various timely compliance issues including:

  • Financial Reform - How will the Dodd-Frank Wall Street Reform and Consumer Protection Act impact hedge funds, Chief Compliance officers and advisers?
  • 2010 SEC Exam Focus - What are the 2010 regulatory examination priorities?
  • Social Networking - What steps should CCO's take to monitor social media in and out of the workplace?
  • Fiduciary Standard, post-Madoff - Has the SEC altered their approach to evaluating fiduciary duty in a post Madoff world?
  • Custody - What are the compliance issues arising from the new custody rules?

Haynes and Boone, LLP recently hosted a webinar on the Dodd-Frank Wall Street Reform and Consumer Protection Act. Click here to download a copy of the Haynes and Boone analysis.

For more information, contact Cari Peretzman at 214.651.5965 or

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