SEC Investigation of Suspected Offering Fraud

A green technology start-up retained Haynes and Boone to defend the company and an executive in an SEC investigation arising from suspected offering fraud. The company had raised more than $26 million from investors, and the SEC alleged that it did so by misleading investors regarding the future prospects for its technology and the company's sales pipeline. Haynes and Boone resolved a subpoena enforcement action that had been filed against the company prior to Haynes and Boone's representation, conducted an internal investigation regarding the SEC's allegations, and brokered a resolution with the SEC that allowed the company to continue its operations.

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