Biography

Georgia Neal is an associate in the Investment Management Practice Group. Georgia's practice focuses on assisting investment funds, investment advisors, and commodity pool operators and traders with formation, organization and operation of both hedge funds and private equity funds and their compliance with applicable federal and state laws. Georgia also assists various clients with regulatory compliance, including the preparation of securities filings with the SEC, such as Form 13H, Form 13F, Form N-PX, Form SHO, Form D, Form ADV, and Form PF, as well as beneficial ownership reporting on Schedule 13D, Schedule 13G, Forms 3, 4 and 5.

Georgia has experience in a variety of transactions including:

  • Assisting with structuring and forming business entities, including partnerships and limited liability companies.
  • Registration of investment advisers with the SEC and the Texas State Securities Board.
  • Representing institutional investors in their investments into various private investment funds, co-investments, and other investment products.
  • Compliance with federal and state laws applicable to private investment funds, commodity pools and investment advisers.