Investment Management News

Welcome to the Investment Management Series page, a news hub of information and important legal developments for investment managers, investment funds, and broker-dealers to assist with their approach to private fund formation, registered investment company formation, regulatory compliance, operational and other issues.

Investment Management News
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Alerts

Fifth Circuit Rejects “Passive Investor” Test for Limited Partner Exception from Self-Employment Tax

January 23, 2026
Investment Management Minute
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2026 Regulatory Update for Investment Managers and Private Funds

January 21, 2026
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CFTC No-Action Letter Provides Interim Relief From CPO Registration for Certain Fund Managers

January 20, 2026
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2026 IARD Renewal Program

November 19, 2025
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FinCEN Announces Intention to Postpone Effective Date of Anti-Money Laundering Rule

July 21, 2025
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Alerts

Impact of the SEC’s Withdrawal of Proposed Rules on Investment Management Clients

June 18, 2025
HB Investment Management Minute
Publication

HB Investment Management Minute

June 06, 2025
Investment Management Minute
Alerts

SEC's No-Action Relief Simplifying Verification Requirements for Private Offerings May Assist Private Capital Fundraising Under Rule 506(c)

April 18, 2025
Navigating Market Uncertainty: A Risk Mitigation Checklist for Fund Managers
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Navigating Market Uncertainty: A Risk Mitigation Checklist for Fund Managers

April 10, 2025
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FCA’s Vision for a New Private Secondary Stock Market: PISCES

February 11, 2025
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Alerts

SEC Extends Compliance Date for Form SHO to 2026

February 10, 2025
2025 Regulatory Update for Investment Managers and Private Funds
Alerts

2025 Regulatory Update for Investment Managers and Private Funds

January 14, 2025