Media Contact
10/09/2020
A long-standing issue in broker-dealer regulation is the regulatory status of so called “finders.” Section 3(a)(4) of the Exchange Act generally defines “broker” as “any person engaged in the business...
10/01/2020
The purpose of this update is to alert investment advisers about the recently adopted amendments (the “Amendments”) to, among other things, the definitions of accredited investor in Rule 501(a) of Reg...
08/18/2020
The U.S. Securities and Exchange Commission’s (the “SEC”) Office of Compliance Inspections (“OCIE”) recently issued two separate risk alerts describing certain compliance and regulatory risks, conside...
07/02/2020
A Haynes and Boone, LLP team represented Blucora Inc. in its acquisition of HK Financial Services, a fast-growing, CPA-focused registered investment advisor, for an upfront purchase price of $100 mill...
02/28/2020
Three transactions handled by Haynes and Boone, LLP lawyers have been selected as “Deals of the Year” finalists for D CEO magazine and the Association for Corporate Growth’s 2020 Mergers & Ac...
01/23/2020
The purpose of this update is to remind investment advisers, investment managers, private funds, commodity pool operators and commodity trading advisors about various annual and periodic regulatory, l...
01/07/2020
A Haynes and Boone, LLP team is representing Blucora Inc. in its planned acquisition of HK Financial Services, a CPA-focused, captive registered investment advisor, for $160 million.
11/21/2019
10/25/2019
Three transactions handled by Haynes and Boone, LLP lawyers were selected as middle-market “deals of the year” by the Global M&A Network.
09/12/2019
The M&A Advisor has selected two deals handled by Haynes and Boone, LLP lawyers as finalists for the 18th Annual M&A Advisor Awards.
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