Please join Taylor Wilson, Managing Partner of Haynes Boone, Igor Rozenblit of Iron Road Partners and former Co-Head of the Securities and Exchange Commission’s Private Funds Unit, and Kimberly Garber, Chief Executive Officer of CORE-CCO for a conversation regarding SEC private fund focus areas, challenging issues that private fund managers face, and potential solutions for such issues.
Presentation topics will include:
- SEC Private Fund Focus
- Gensler Era Developments
- Exam Priorities
- Enforcement Developments
- Private Fund Risk Alert
- Conflicts of Interest
- Fees and Expenses
- Code of Ethics and Material Non-Public Information
- Challenging Issues and Potential Solutions
- ESG Issues
- Real Estate Funds/SPVs
- Venture Capital Funds
- End of Fund Life Issues
- Technology and Alternative Data
Panelists:
- Taylor Wilson, Managing Partner, Haynes Boone
- Kimberly Garber, Founder/Chief Executive Officer, CORE-CCO
- Igor Rozenblit, Managing Partner, Iron Road Partners
Thursday, September 9, 2021
11:00 a.m. - 12:00 p.m. PT
12:00 p.m. - 1:00 p.m. MT
1:00 p.m. - 2:00 p.m. CT
2:00 p.m. - 3:00 p.m. ET
CLE
Texas: This course has been approved for Minimum Continuing Legal Education credit by the State Bar of Texas Committee on MCLE in the amount of 1.0 credit hour.
New York: This transitional program has been approved in accordance with the requirements of the New York State CLE Board for a maximum of 1.0 credit hour, of which 1.0 credit hour can be applied toward the Areas of Professional Practice requirement.
California: This activity is approved for MCLE credit by the State Bar of California in the amount of 1.0 credit hour.
Illinois: An application for accreditation is pending with the MCLE Board of the Supreme Court of Illinois.
Colorado: An application for this program is pending.
CPE:
An application for this program is pending.
For more information, please contact: Patricia Kirven at +1 214.651.5752 or patricia.kirven@haynesboone.com
