Mark Esserman is an associate in the Investment Management Practice Group in the Dallas office of Haynes and Boone. His practice area focuses on private equity and hedge fund formation, organization, and their ongoing compliance with federal and state securities laws. Mark further assists in private equity and hedge fund investments and counsels clients on corporate governance and related matters.
The purpose of this update is to remind investment advisers, investment managers, private funds, commodity pool operators and commodity trading advisors about various annual and periodic regulatory, legal, reporting, compliance and other obligations, considerations and requirements, including required filings and reports with due dates fast approaching. This update does not purport to be a compreh [...]