Timothy Piscatelli is an associate in the Investment Management Practice Group in the New York office of Haynes and Boone.
Timothy represents hedge funds and investment partnerships with respect to fund formation matters, preparation of fund formation and offering documents, transaction structuring and compliance issues.
Timothy frequently advises on a range of issues governed by the US Securities Laws and other regulatory matters such as the rules of various self-regulatory organizations.
He has represented private asset managers in the acquisition and disposition of portfolio companies, private financings and restructurings.
Professional and Community Activities
- New York State Bar Association
- New York City Bar Association
Selected Publications and Speeches
- “Examining and Managing Risks Associated with Outsourcing Compliance Functions,” co-author, The Review of Securities & Commodities Regulation, February 10, 2021.
In 2003, the U.S. Securities and Exchange Commission adopted Rule 206(4)-7 under the Investment Advisers Act of 1940, frequently referred to as the “Compliance Rule” for SEC-registered investment advisers. In more recent years, the financial services industry has faced increasing regulatory oversight from the SEC enforcing compliance with the Compliance Rules, as well as self-regulatory bodies lik [...]